Tan, Freddie Kuok Lin
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2009-03-27 | 2015-11-24 |
| 2 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2009-06-01 | 2016-12-18 |
| 3 | UBS DERIVATIVES HONG KONG LIMITED | RO | Dealing in futures contracts | 2015-11-24 | 2016-12-18 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2009-03-27 | 2019-11-01 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2009-03-27 | 2019-11-01 |
| 6 | UBS SECURITIES HONG KONG LIMITED | RO | Dealing in futures contracts | 2016-12-19 | 2019-11-01 |
| 7 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2016-12-19 | 2019-11-01 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy