Wan, Yew Chye 范有財
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | RO | Asset management | 2004-09-24 | RO | Dealing in securities | 2006-09-30 |
| 2 | RBS Asia Futures Limited | RO | Advising on futures contracts | 2004-09-24 | RO | Asset management | 2004-09-24 | RO | Dealing in futures contracts | 2006-09-30 |
| 3 | RBS Asia Securities (Hong Kong) Limited | RO | Asset management | 2004-09-24 | RO | Dealing in securities | 2005-02-08 |
| 4 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2006-10-02 | 2012-02-07 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2006-10-02 | 2012-02-07 | Rep | Dealing in securities | 2006-10-02 | 2012-02-07 |
| 6 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2006-10-02 | 2012-02-06 |
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