Wannenmacher, Tim
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2005-12-09 | 2008-09-29 | Rep | Dealing in securities | 2005-12-09 | 2008-09-29 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2009-11-18 | Rep | Dealing in securities | 2008-10-10 | 2009-11-18 | RO | Dealing in futures contracts | 2009-11-18 | 2010-12-18 | RO | Dealing in securities | 2009-11-18 | 2010-12-18 |
| 3 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2011-05-12 | 2014-01-07 | RO | Dealing in futures contracts | 2014-01-07 | 2016-12-18 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2011-05-12 | 2014-01-07 | Rep | Dealing in securities | 2011-05-12 | 2018-04-30 | RO | Dealing in futures contracts | 2014-01-07 | RO | Dealing in securities | 2018-04-30 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2013-11-08 | 2014-01-07 | RO | Dealing in securities | 2014-01-07 | 2016-12-18 | RO | Dealing in futures contracts | 2016-12-19 | RO | Dealing in securities | 2016-12-19 | RO | Automated trading services | 2023-10-13 |
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