Wannenmacher, Tim

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 LEHMAN BROTHERS ASIA LIMITED Rep Dealing in futures contracts 2005-12-09 2008-09-29
2 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in futures contracts 2008-10-10 2009-11-18
3 UBS DERIVATIVES HONG KONG LIMITED Rep Dealing in futures contracts 2011-05-12 2014-01-07
4 UBS SECURITIES ASIA LIMITED Rep Dealing in futures contracts 2011-05-12 2014-01-07
5 LEHMAN BROTHERS ASIA LIMITED Rep Dealing in securities 2005-12-09 2008-09-29
6 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in securities 2008-10-10 2009-11-18
7 UBS SECURITIES ASIA LIMITED Rep Dealing in securities 2011-05-12 2018-04-30
8 UBS SECURITIES HONG KONG LIMITED Rep Dealing in securities 2013-11-08 2014-01-07
9 UBS SECURITIES HONG KONG LIMITED RO Automated trading services 2023-10-13
10 NOMURA INTERNATIONAL (HONG KONG) LIMITED RO Dealing in futures contracts 2009-11-18 2010-12-18
11 UBS DERIVATIVES HONG KONG LIMITED RO Dealing in futures contracts 2014-01-07 2016-12-18
12 UBS SECURITIES ASIA LIMITED RO Dealing in futures contracts 2014-01-07
13 UBS SECURITIES HONG KONG LIMITED RO Dealing in futures contracts 2016-12-19
14 NOMURA INTERNATIONAL (HONG KONG) LIMITED RO Dealing in securities 2009-11-18 2010-12-18
15 UBS SECURITIES HONG KONG LIMITED RO Dealing in securities 2014-01-07 2016-12-18
16 UBS SECURITIES HONG KONG LIMITED RO Dealing in securities 2016-12-19
17 UBS SECURITIES ASIA LIMITED RO Dealing in securities 2018-04-30

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