Wu, Bun Lerd Bernard 胡斌畧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-08-22 | 2008-05-22 | Rep | Dealing in securities | 2007-08-22 | 2008-05-22 |
| 2 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-08-22 | 2008-05-22 |
| 3 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2010-10-05 | 2016-12-18 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2010-10-05 | 2021-05-27 | Rep | Dealing in securities | 2010-10-05 | 2021-05-27 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-10-05 | 2016-12-18 | Rep | Dealing in futures contracts | 2016-12-19 | 2021-05-27 | Rep | Dealing in securities | 2016-12-19 | 2021-05-27 |
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