Yoon, Chi Won
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS DERIVATIVES HONG KONG LIMITED | RO | Dealing in futures contracts | 2003-09-15 | 2005-06-09 | Rep | Dealing in futures contracts | 2005-06-09 | 2016-07-25 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2003-06-11 | Rep | Advising on futures contracts | 2003-06-11 | Rep | Advising on securities | 2003-06-11 | Rep | Asset management | 2003-06-11 | Rep | Dealing in futures contracts | 2003-09-15 | Rep | Dealing in securities | 2003-09-15 | RO | Dealing in futures contracts | 2003-09-15 | 2005-06-09 | RO | Dealing in securities | 2003-09-15 | 2005-06-09 | RO | Advising on securities | 2004-10-05 | 2005-06-09 | Rep | Advising on securities | 2005-06-09 | 2016-07-25 | Rep | Dealing in futures contracts | 2005-06-09 | 2016-07-25 | Rep | Dealing in securities | 2005-06-09 | 2016-07-25 |
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