Yoon, Chi Won
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2003-06-11 | |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on futures contracts | 2003-06-11 | |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2003-06-11 | |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Asset management | 2003-06-11 | |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2003-09-15 | |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2003-09-15 | |
| 7 | UBS DERIVATIVES HONG KONG LIMITED | RO | Dealing in futures contracts | 2003-09-15 | 2005-06-09 |
| 8 | UBS SECURITIES ASIA LIMITED | RO | Dealing in futures contracts | 2003-09-15 | 2005-06-09 |
| 9 | UBS SECURITIES ASIA LIMITED | RO | Dealing in securities | 2003-09-15 | 2005-06-09 |
| 10 | UBS SECURITIES ASIA LIMITED | RO | Advising on securities | 2004-10-05 | 2005-06-09 |
| 11 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2005-06-09 | 2016-07-25 |
| 12 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2005-06-09 | 2016-07-25 |
| 13 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2005-06-09 | 2016-07-25 |
| 14 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2005-06-09 | 2016-07-25 |
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