Zhu, Liping (SFC:ANT815) 朱力平
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2016-11-24 | Rep | Dealing in securities | 2016-11-24 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2006-10-05 | 2008-01-25 |
| 3 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2008-02-25 | 2013-04-06 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2008-02-25 | 2013-04-06 | Rep | Dealing in securities | 2008-02-25 | 2013-04-06 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-07-28 | 2013-04-06 |
| 6 | Xin Tian Fund Management Company Limited | Rep | Asset management | 2013-06-10 | 2014-07-02 | Rep | Advising on securities | 2013-06-19 | 2014-07-02 | RO | Advising on securities | 2014-07-02 | 2016-11-18 | RO | Asset management | 2014-07-02 | 2016-11-18 |
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