Yuen, Ben Cheuk Bun 阮卓斌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | First Sentier Investors (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-03-05 | |
| 2 | First Sentier Investors (Hong Kong) Limited | Rep | Dealing in securities | 2004-03-05 | |
| 3 | FIRST STATE (HONG KONG) LLC | Rep | Advising on corporate finance | 2004-03-05 | |
| 4 | First Sentier Investors (Hong Kong) Limited | Rep | Advising on futures contracts | 2004-05-17 | |
| 5 | First Sentier Investors (Hong Kong) Limited | Rep | Advising on securities | 2004-05-17 | |
| 6 | First Sentier Investors (Hong Kong) Limited | Rep | Asset management | 2004-05-17 | |
| 7 | FIRST STATE (HONG KONG) LLC | Rep | Advising on futures contracts | 2004-05-17 | |
| 8 | FIRST STATE (HONG KONG) LLC | Rep | Advising on securities | 2004-05-17 | |
| 9 | FIRST STATE (HONG KONG) LLC | Rep | Asset management | 2004-05-17 | |
| 10 | First Sentier Investors (Hong Kong) Limited | RO | Advising on futures contracts | 2004-05-17 | 2006-02-28 |
| 11 | First Sentier Investors (Hong Kong) Limited | RO | Advising on securities | 2004-05-17 | 2006-02-28 |
| 12 | First Sentier Investors (Hong Kong) Limited | RO | Asset management | 2004-05-17 | 2006-02-28 |
| 13 | FIRST STATE (HONG KONG) LLC | RO | Advising on futures contracts | 2004-05-17 | 2006-02-28 |
| 14 | FIRST STATE (HONG KONG) LLC | RO | Advising on securities | 2004-05-17 | 2006-02-28 |
| 15 | FIRST STATE (HONG KONG) LLC | RO | Asset management | 2004-05-17 | 2006-02-28 |
| 16 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2006-04-24 | 2006-05-29 |
| 17 | UBS Asset Management (Hong Kong) Limited | Rep | Asset management | 2006-04-24 | 2006-05-29 |
| 18 | UBS Asset Management (Hong Kong) Limited | RO | Advising on securities | 2006-05-29 | 2013-12-20 |
| 19 | UBS Asset Management (Hong Kong) Limited | RO | Asset management | 2006-05-29 | 2013-12-20 |
| 20 | UBS Asset Management (Hong Kong) Limited | RO | Dealing in securities | 2012-09-12 | 2013-12-20 |
| 21 | BOCHK Asset Management Limited | Rep | Advising on securities | 2014-05-02 | 2014-07-10 |
| 22 | BOCHK Asset Management Limited | Rep | Asset management | 2014-05-02 | 2014-07-10 |
| 23 | BOCHK Asset Management Limited | Rep | Dealing in securities | 2014-05-02 | 2014-07-10 |
| 24 | BOCHK Asset Management Limited | RO | Advising on securities | 2014-07-10 | |
| 25 | BOCHK Asset Management Limited | RO | Asset management | 2014-07-10 | |
| 26 | BOCHK Asset Management Limited | RO | Dealing in securities | 2014-07-10 |
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