Yung, Yu Ming 翁耀明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AP Asset Management (HK) Limited | Rep | Asset management | 2014-03-24 | 2014-08-07 | Rep | Dealing in securities | 2014-03-24 | 2014-08-07 | RO | Asset management | 2014-08-07 | 2016-11-19 | RO | Dealing in securities | 2014-08-07 | 2016-11-19 |
| 2 | KOALA CAPITAL MANAGEMENT LIMITED | RO | Asset management | 2017-10-03 | 2019-01-11 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-07-25 | 2013-01-24 | Rep | Dealing in securities | 2012-07-25 | 2013-01-24 |
| 4 | SILVERHORN INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2014-02-11 | 2014-03-11 | Rep | Asset management | 2014-02-11 | 2014-03-11 | Rep | Dealing in securities | 2014-02-11 | 2014-03-11 |
| 5 | SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED | Rep | Asset management | 2019-04-17 | 2019-07-03 | RO | Asset management | 2019-07-03 |
| 6 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2005-12-09 | 2006-01-18 | Rep | Asset management | 2005-12-09 | 2006-01-18 | RO | Advising on securities | 2006-01-18 | 2012-04-03 | RO | Asset management | 2006-01-18 | 2012-04-03 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy