Chan, Kwan Ho (SFC:APN775) 陳鈞浩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KKR CAPITAL MARKETS ASIA LIMITED | Rep | Advising on securities | 2023-02-22 | |
| 2 | KKR CAPITAL MARKETS ASIA LIMITED | Rep | Dealing in securities | 2023-02-22 | |
| 3 | Allianz Global Investors Hong Kong Limited | Rep | Advising on securities | 2007-10-25 | 2011-04-01 |
| 4 | Allianz Global Investors Hong Kong Limited | Rep | Dealing in securities | 2007-10-25 | 2011-04-01 |
| 5 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2011-04-08 | 2012-05-01 |
| 6 | UBS Asset Management (Hong Kong) Limited | Rep | Asset management | 2011-04-08 | 2012-05-01 |
| 7 | BEA Union Investment Management Limited | Rep | Advising on securities | 2012-05-10 | 2014-06-01 |
| 8 | BEA Union Investment Management Limited | Rep | Dealing in securities | 2012-05-10 | 2014-06-01 |
| 9 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2014-06-12 | 2022-12-16 |
| 10 | Neuberger Berman Asia Limited | Rep | Dealing in securities | 2014-06-12 | 2022-12-16 |
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