Cheng, King Hong 鄭競康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2009-07-06 | 2010-08-06 | Rep | Dealing in securities | 2009-07-06 | 2010-08-06 |
2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2023-08-10 | Rep | Dealing in securities | 2023-08-10 | Rep | Asset management | 2023-09-20 |
3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2023-08-10 | Rep | Dealing in securities | 2023-08-10 | Rep | Asset management | 2023-09-20 |
4 | UBS Asset Management (Hong Kong) Limited | Rep | Asset management | 2010-08-27 | 2016-01-22 | Rep | Advising on securities | 2010-08-27 | 2023-05-31 | Rep | Dealing in securities | 2013-02-01 | 2023-05-31 |
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