Kwok, Felix Man Chun 郭文駿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China AF Asset Management Limited | Rep | Asset management | 2018-05-02 | 2018-07-03 | RO | Asset management | 2018-07-03 | 2018-09-03 |
| 2 | CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2017-03-22 | 2018-04-20 | Rep | Asset management | 2017-03-22 | 2018-04-20 |
| 3 | Epigen Group (Hong Kong) Limited | RO | Asset management | 2016-06-27 | 2017-01-02 |
| 4 | Huarong International Asset Management Limited | Rep | Asset management | 2021-12-21 | 2022-12-16 | RO | Asset management | 2022-12-16 | 2024-03-27 |
| 5 | Huarong International Securities Limited | Rep | Advising on securities | 2021-12-21 | 2022-12-16 | Rep | Dealing in securities | 2021-12-21 | 2022-12-16 | RO | Advising on securities | 2022-12-16 | 2024-03-27 | RO | Dealing in securities | 2022-12-16 | 2024-03-27 |
| 6 | Makto Capital Management Limited | RO | Asset management | 2018-09-18 | 2018-09-28 |
| 7 | Mighty Divine Investment Management Limited | RO | Asset management | 2019-04-11 | 2020-01-31 |
| 8 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2011-01-31 | 2015-04-18 | Rep | Asset management | 2011-01-31 | 2015-04-18 |
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