Lam, Chi Ping 林治平
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-07-16 | 2007-09-01 |
| 2 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2007-11-05 | 2008-10-09 | Rep | Asset management | 2007-11-05 | 2008-10-09 | Rep | Dealing in securities | 2007-11-05 | 2008-10-09 |
| 3 | Northern Trust Company of Hong Kong Limited (The) | Rep | Dealing in securities | 2014-07-09 | 2016-07-07 | RO | Dealing in securities | 2016-07-07 | RO | Advising on securities | 2017-08-22 | Rep | Dealing in futures contracts | 2022-10-25 | RO | Asset management | 2022-10-25 |
| 4 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2008-10-29 | 2014-05-22 | Rep | Asset management | 2008-10-29 | 2014-05-22 | Rep | Dealing in securities | 2013-02-01 | 2014-05-22 |
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