Lee, Tsz Heng 李芷蘅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIA Investment Management HK Limited | Rep | Advising on securities | 2023-05-29 | Rep | Asset management | 2023-05-29 |
| 2 | AXA Investment Managers Asia Limited | Rep | Advising on securities | 2014-01-30 | 2023-04-28 | Rep | Asset management | 2014-01-30 | 2023-04-28 | Rep | Dealing in securities | 2014-01-30 | 2023-04-28 |
| 3 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | Rep | Advising on securities | 2014-01-30 | 2017-08-11 | Rep | Asset management | 2014-01-30 | 2017-08-11 | Rep | Dealing in securities | 2014-01-30 | 2017-08-11 |
| 4 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2011-07-12 | 2014-01-10 | Rep | Asset management | 2011-07-12 | 2014-01-10 | Rep | Dealing in securities | 2013-02-01 | 2014-01-10 |
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