Lee, Yong Ha
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DigitalBridge Management Asia Limited | Rep | Advising on securities | 2015-05-04 | 2020-05-12 | Rep | Asset management | 2015-05-04 | 2020-05-12 | Rep | Dealing in securities | 2015-05-04 | 2020-05-12 | RO | Advising on securities | 2020-05-12 | RO | Dealing in securities | 2020-05-12 | RO | Asset management | 2020-05-12 | 2022-05-16 |
| 2 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2010-06-21 | 2011-12-01 | Rep | Asset management | 2010-06-21 | 2011-12-01 |
| 3 | Wellington Management Hong Kong Limited (b2003-01-02) | Rep | Advising on securities | 2011-12-19 | 2015-03-31 | Rep | Asset management | 2011-12-19 | 2015-03-31 | Rep | Dealing in securities | 2011-12-19 | 2015-03-31 |
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