Quaife, Matthew Samuel Heighes (SFC:AXX236)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FIL Investment Advisors | Rep | Advising on securities | 2019-09-02 | 2020-05-13 | Rep | Asset management | 2019-09-02 | 2020-05-13 | RO | Advising on futures contracts | 2020-05-13 | RO | Advising on securities | 2020-05-13 | RO | Asset management | 2020-05-13 |
2 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2019-09-02 | 2020-05-13 | Rep | Asset management | 2019-09-02 | 2020-05-13 | RO | Advising on futures contracts | 2020-05-13 | RO | Advising on securities | 2020-05-13 | RO | Asset management | 2020-05-13 | RO | Dealing in securities | 2023-05-02 |
3 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2011-09-02 | 2013-04-22 | Rep | Asset management | 2011-09-02 | 2013-04-22 |
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