Wong, Johnny Yat Hong 黃日康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-06-02 | |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2003-06-02 | |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Asset management | 2003-06-02 | |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-06-02 | |
| 5 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2003-06-02 | |
| 6 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Asset management | 2003-06-02 | |
| 7 | Janus Henderson Investors Hong Kong Limited | Rep | Advising on securities | 2003-07-07 | 2005-09-15 |
| 8 | Janus Henderson Investors Hong Kong Limited | Rep | Dealing in securities | 2003-07-07 | 2005-09-15 |
| 9 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2005-09-26 | 2011-09-26 |
| 10 | UBS Asset Management (Hong Kong) Limited | Rep | Asset management | 2005-09-28 | 2011-09-26 |
| 11 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2012-02-28 | 2012-09-03 |
| 12 | Neuberger Berman Asia Limited | Rep | Asset management | 2012-02-28 | 2012-09-03 |
| 13 | Neuberger Berman Asia Limited | Rep | Dealing in securities | 2012-02-28 | 2012-09-03 |
| 14 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2012-10-25 | 2015-07-01 |
| 15 | Neuberger Berman Asia Limited | Rep | Dealing in securities | 2012-10-25 | 2015-07-01 |
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