Yu, Thomas Ka Ming 余家明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2008-01-22 | 2018-12-21 |
| 2 | UBS Asset Management (Hong Kong) Limited | Rep | Asset management | 2008-01-22 | 2018-12-21 |
| 3 | Stifel Hong Kong Limited | Rep | Dealing in securities | 2019-03-21 | 2020-10-15 |
| 4 | SEAGA INTERNATIONAL LIMITED | Rep | Dealing in securities | 2022-05-11 | |
| 5 | Stifel Hong Kong Limited | RO | Dealing in securities | 2020-10-15 | 2021-12-31 |
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