Bahurel, Julien Yves
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA FUTURES LIMITED | Rep | Advising on futures contracts | 2004-03-18 | Rep | Asset management | 2004-03-18 | Rep | Dealing in futures contracts | 2004-06-17 |
| 2 | CLSA LIMITED | Rep | Advising on corporate finance | 2004-03-18 | Rep | Advising on securities | 2004-03-18 | Rep | Asset management | 2004-03-18 | Rep | Dealing in securities | 2004-06-17 |
| 3 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2006-06-12 | 2010-08-23 | Rep | Dealing in securities | 2006-06-12 | 2010-08-23 | Rep | Advising on futures contracts | 2006-10-12 | 2010-08-23 | Rep | Advising on securities | 2006-10-12 | 2010-08-23 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2006-06-12 | 2010-08-23 | Rep | Dealing in futures contracts | 2006-06-12 | 2010-08-23 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2010-04-14 | 2010-08-23 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2010-11-01 | 2011-08-31 | Rep | Dealing in securities | 2010-11-01 | 2011-08-31 | RO | Dealing in futures contracts | 2011-08-31 | 2013-04-06 | RO | Dealing in securities | 2011-08-31 | 2013-04-06 |
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