Aird, William Rowley
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2014-03-05 | 2019-04-16 |
| 2 | Liquidnet Asia Limited | Rep | Automated trading services | 2007-08-16 | 2011-03-08 | Rep | Dealing in securities | 2007-08-16 | 2011-03-08 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2011-03-09 | 2013-11-02 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2011-03-09 | 2013-11-02 | Rep | Automated trading services | 2011-10-13 | 2013-11-02 |
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