An, Qi (SFC:AUM597) 安琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2015-03-30 | 2022-02-14 | Rep | Dealing in futures contracts | 2015-03-30 | 2022-02-14 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2022-05-23 | |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2022-05-23 | Rep | Dealing in securities | 2022-05-23 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2010-01-11 | 2012-10-30 |
| 5 | Vanguard Investments Hong Kong Limited | Rep | Advising on securities | 2013-05-30 | 2015-01-28 | Rep | Dealing in securities | 2013-05-30 | 2015-01-28 |
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