Becchetti, James Patrick
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MUFG Securities Asia Limited | Rep | Dealing in securities | 2017-11-21 | 2017-12-04 | Rep | Dealing in futures contracts | 2018-05-03 | 2019-04-23 | Rep | Dealing in securities | 2018-05-03 | 2019-04-23 |
| 2 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2015-09-18 | 2015-09-30 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2011-01-21 | 2013-01-25 | Rep | Dealing in securities | 2011-01-21 | 2013-01-25 | Rep | Dealing in futures contracts | 2013-06-25 | 2014-11-20 | Rep | Dealing in securities | 2013-06-25 | 2014-11-20 | Rep | Dealing in futures contracts | 2015-09-18 | 2015-09-30 | Rep | Dealing in securities | 2015-09-18 | 2015-09-30 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-09-18 | 2015-09-30 |
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