Bradshaw, John (SFC:AHC328)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS Asset Management (Hong Kong) Limited | Rep | Asset management | 2012-03-29 | 2012-09-12 | Rep | Advising on securities | 2012-03-29 | 2013-07-15 | RO | Asset management | 2012-09-12 | RO | Dealing in securities | 2012-09-12 | RO | Dealing in futures contracts | 2012-09-12 | 2020-01-21 |
| 2 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Advising on futures contracts | 2005-02-07 | Rep | Asset management | 2005-02-07 | Rep | Dealing in futures contracts | 2005-03-24 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on futures contracts | 2005-02-04 | Rep | Asset management | 2005-02-04 | Rep | Advising on corporate finance | 2005-03-24 | Rep | Advising on securities | 2005-03-24 | Rep | Dealing in futures contracts | 2012-03-29 | Rep | Dealing in securities | 2012-03-29 |
| 4 | UBS SECURITIES HONG KONG LIMITED | RO | Dealing in securities | 2005-04-27 | 2006-01-06 | Rep | Dealing in securities | 2006-01-06 | 2012-03-29 |
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