Chen, Chien-Yao 陳建堯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-12-02 | |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2007-01-31 | China Securities (International) Brokerage Company Limited | Rep | 2014-02-14 | 2014-04-01 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Asset management | 2003-12-02 | |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Automated trading services | 2003-12-02 | |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2010-09-06 | 2012-03-31 |
| 6 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-01-31 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | 2007-03-05 | 2008-01-17 | UBS SECURITIES ASIA LIMITED | Rep | 2010-09-06 | 2012-03-31 | China Securities (International) Brokerage Company Limited | Rep | 2013-05-28 | 2014-04-01 |
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