Chen, Ge (SFC:AMO864) 諶戈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2006-07-03 | 2010-08-06 |
2 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2005-10-17 | 2006-06-12 |
3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-10-17 | 2006-06-12 |
4 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2010-10-06 | 2019-09-30 |
5 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2020-10-28 |
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