Chen, Guoxi 陳国喜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2015-05-20 | 2018-09-16 | Rep | Asset management | 2015-05-20 | 2018-09-16 |
| 2 | HARTFORD CAPITAL LIMITED | Rep | Asset management | 2019-12-19 | 2021-02-15 |
| 3 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on securities | 2008-07-14 | 2009-10-01 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2011-04-11 | 2011-09-24 |
| 5 | ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2022-05-16 | 2023-07-18 | Rep | Asset management | 2022-05-16 | 2023-07-18 | RO | Advising on securities | 2023-07-18 | RO | Asset management | 2023-07-18 |
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