Chen, Shi (SFC:AWQ302) 陳實
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Universal Asset Management (Hong Kong) Company Limited | Rep | Advising on securities | 2011-01-14 | 2011-03-11 | Rep | Asset management | 2011-01-14 | 2011-03-11 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2011-04-15 | 2015-04-03 |
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