Choi, Iris Heung Kam 蔡香琴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2021-02-02 | 2022-09-20 | Rep | Dealing in securities | 2022-10-31 | 2022-12-01 |
| 2 | Macquarie Asia Securities Limited | Rep | Advising on securities | 2020-09-30 | 2020-11-27 | Rep | Dealing in securities | 2020-09-30 | 2020-11-27 |
| 3 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2011-10-17 | 2015-11-18 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2011-07-21 | 2015-11-18 | Rep | Dealing in futures contracts | 2011-10-17 | 2015-11-18 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2011-10-17 | 2015-11-18 |
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