Choi, Kar Lam 蔡嘉霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FITCH (HONG KONG) LIMITED | Rep | Credit rating services | 2013-04-02 | 2014-12-12 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2015-01-20 | Rep | Asset management | 2015-01-20 | Rep | Dealing in securities | 2015-01-20 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2010-06-09 | 2010-08-02 | Rep | Dealing in securities | 2010-06-09 | 2010-08-02 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2010-08-05 | 2012-11-02 |
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