Chu, Tianli 楚天驪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2010-09-27 | 2013-04-03 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2010-09-27 | 2013-04-03 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-09-27 | 2013-04-03 |
| 4 | Segantii Capital Management Limited | Rep | Asset management | 2013-05-15 | 2014-07-31 |
| 5 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2014-12-03 | 2016-05-05 |
| 6 | MIZUHO SECURITIES ASIA LIMITED | Rep | Asset management | 2014-12-03 | 2022-06-30 |
| 7 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2014-12-03 | 2022-06-30 |
| 8 | Qube Research & Technologies Hong Kong Limited | Rep | Asset management | 2022-09-13 | 2023-07-28 |
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