Ding, Ding (SFC:AVR355) 丁丁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2010-08-19 | 2012-02-07 |
| 2 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2012-08-13 | 2016-01-21 |
| 3 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2012-08-13 | 2016-01-21 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2016-08-11 | 2017-05-09 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2016-08-11 | 2017-05-09 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-08-11 | 2017-05-09 |
| 7 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2017-09-08 | 2021-12-03 |
| 8 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2017-09-08 | 2021-12-03 |
| 9 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2017-09-08 | 2021-12-03 |
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