Fan, Kun 范堃
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Cephei Capital Management (Hong Kong) Limited | Rep | Asset management | 2014-08-08 | |
2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2004-04-06 | 2008-02-25 | RO | Dealing in securities | 2008-02-25 | 2010-08-24 |
3 | CICC US Securities, Inc. | RO | Dealing in securities | 2008-05-15 | 2010-08-24 |
4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2010-10-26 | 2014-06-14 | Rep | Dealing in securities | 2010-10-26 | 2014-06-14 |
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