Finch, Philip Julian Magnus
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2009-07-22 | 2016-03-19 | Rep | Advising on securities | 2018-01-22 | 2018-01-24 | Rep | Advising on securities | 2018-08-13 | 2018-08-17 | Rep | Advising on securities | 2019-01-11 | 2019-01-16 |
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