Hu, Xisha 胡錫莎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2013-08-29 | 2017-06-25 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2013-08-29 | 2017-06-25 |
| 3 | CITIC Securities International Global Markets Limited | Rep | Dealing in futures contracts | 2017-06-26 | 2017-07-17 | Rep | Dealing in securities | 2017-06-26 | 2017-07-17 |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-10-23 | 2018-08-13 | Rep | Dealing in securities | 2017-10-23 | 2018-08-13 | RO | Dealing in futures contracts | 2018-08-13 | RO | Dealing in securities | 2018-08-13 |
| 5 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2008-05-14 | 2008-08-16 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2008-05-14 | 2008-08-16 | Rep | Dealing in securities | 2008-05-14 | 2008-08-16 | Rep | Dealing in securities | 2011-06-07 | 2013-06-01 |
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