Hunt, Ross Anthony
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2019-09-27 | 2022-10-12 |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2019-09-27 | 2022-10-12 | Rep | Dealing in securities | 2019-09-27 | 2022-10-12 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2013-08-14 | 2015-11-25 | Rep | Dealing in securities | 2013-08-14 | 2015-11-25 | Rep | Advising on futures contracts | 2013-11-26 | 2017-06-15 | Rep | Dealing in futures contracts | 2013-11-26 | 2017-06-15 |
| 4 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-10-30 | Rep | Dealing in securities | 2023-10-30 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2009-06-30 | 2013-05-03 |
| 6 | UBS SECURITIES HONG KONG LIMITED | Rep | Automated trading services | 2011-11-24 | 2013-05-03 | Rep | Dealing in securities | 2011-11-24 | 2013-05-03 |
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