Kapadia, Sunil Vijay
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2010-10-19 | 2012-03-24 |
| 2 | Wellington Management Hong Kong Limited (b2003-01-02) | Rep | Advising on securities | 2014-07-16 | 2021-09-03 | Rep | Dealing in securities | 2014-07-16 | 2021-09-03 |
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