Kerridge, Hugh Copeland
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2016-01-18 | 2019-02-22 |
| 2 | EFG Asset Management (HK) Limited | Rep | Advising on securities | 2009-06-23 | 2010-06-30 | Rep | Asset management | 2009-06-23 | 2010-06-30 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2005-04-13 | 2009-02-27 | Rep | Automated trading services | 2009-02-20 | 2009-02-27 |
| 4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2005-04-13 | 2009-02-27 |
| 5 | Segantii Capital Management Limited | Rep | Asset management | 2010-08-19 | 2010-10-05 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2011-01-18 | 2015-10-14 | Rep | Dealing in securities | 2011-01-18 | 2015-10-14 |
| 7 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2011-01-18 | 2015-10-14 |
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