Khosla, Navjeewan Jatinder
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2012-03-19 | 2013-12-05 |
| 2 | UBS Asset Management (Hong Kong) Limited | Rep | Asset management | 2012-03-19 | 2013-12-05 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-06-16 | 2010-03-11 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2010-04-15 | 2012-03-19 |
| 5 | UBS Asset Management (Hong Kong) Limited | Rep | Dealing in futures contracts | 2013-02-01 | 2013-12-05 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2015-12-07 | 2018-02-23 |
| 7 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-06-16 | 2010-03-11 |
| 8 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-06-16 | 2010-03-11 |
| 9 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2010-04-15 | 2012-03-19 |
| 10 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-04-15 | 2012-03-19 |
| 11 | UBS Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2013-04-10 | 2013-12-05 |
| 12 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2015-12-07 | 2018-02-23 |
| 13 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2015-12-07 | 2018-02-23 |
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