Kim, Seung-Bom
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Point72 Hong Kong Limited | Rep | Asset management | 2010-07-02 | 2011-04-18 |
| 2 | Sculptor Capital Management Hong Kong Limited (b2001-12-28) | Rep | Asset management | 2007-03-16 | 2008-12-05 |
| 3 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2012-03-19 | 2017-03-14 | Rep | Asset management | 2012-03-19 | 2017-03-14 | Rep | Dealing in futures contracts | 2013-02-01 | 2017-03-14 | Rep | Dealing in securities | 2013-04-10 | 2017-03-14 | RO | Advising on securities | 2017-03-14 | 2019-12-19 | RO | Asset management | 2017-03-14 | 2019-12-19 | RO | Dealing in futures contracts | 2017-03-14 | 2019-12-19 | RO | Dealing in securities | 2017-03-14 | 2019-12-19 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2011-06-09 | 2012-03-19 | Rep | Dealing in securities | 2011-06-09 | 2012-03-19 |
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