Ko, Chi Wo (SFC:APK739) 高志和
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Global Markets Limited | Rep | Dealing in securities | 2021-07-13 | Rep | Advising on securities | 2022-10-21 |
| 2 | CMB International Securities Limited | Rep | Advising on securities | 2021-07-13 | Rep | Dealing in securities | 2021-07-13 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2010-11-20 | 2011-02-17 |
| 4 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in securities | 2010-11-02 | 2011-02-17 |
| 5 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2007-08-16 | 2008-12-15 | Rep | Dealing in securities | 2007-08-16 | 2008-12-15 |
| 6 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2009-04-22 | 2010-11-20 |
| 7 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2011-03-07 | 2015-10-05 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy