Lam, Hung Kai 林鴻楷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2006-09-18 | 2008-05-22 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2005-01-25 | Rep | Advising on corporate finance | 2005-03-23 | Rep | Advising on securities | 2005-03-23 | Rep | Automated trading services | 2005-03-23 | Rep | Dealing in securities | 2005-06-01 | RO | Dealing in securities | 2005-06-01 | 2006-06-17 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2009-12-08 | 2017-07-15 | Rep | Dealing in securities | 2009-12-08 | 2017-07-15 |
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