Lau, Cheryl Chit Yue 劉哲乙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2013-06-11 | 2014-11-26 | Rep | Advising on securities | 2013-06-11 | 2015-12-02 | RO | Dealing in securities | 2014-11-26 | 2015-12-02 |
2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2003-12-16 | 2006-10-07 |
3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2010-08-23 | 2013-01-23 |
4 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2007-12-10 | 2009-07-17 | Rep | Asset management | 2007-12-10 | 2009-07-17 | Rep | Dealing in securities | 2007-12-10 | 2009-07-17 |
5 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2007-06-04 | 2009-07-17 | Rep | Asset management | 2007-06-04 | 2009-07-17 | Rep | Dealing in securities | 2007-06-04 | 2009-07-17 |
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