Lau, David Ka On 劉家安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2010-05-18 | 2010-09-24 |
| 2 | MF Securities Hong Kong Limited | Rep | Advising on securities | 2009-11-27 | 2010-04-28 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2006-11-20 | 2009-04-28 | Rep | Advising on securities | 2010-12-20 | 2013-12-06 |
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