Lau, Alexander Yen Hou 劉恩浩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-01-08 | Rep | Asset management | 2004-01-08 | Rep | Advising on securities | 2004-04-17 | Rep | Dealing in securities | 2006-06-05 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2006-08-04 | 2008-09-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-10 | 2011-04-16 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2011-09-06 | 2015-07-14 | Rep | Dealing in securities | 2011-09-06 | 2015-07-14 |
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