Leahy, Timothy James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2010-10-19 | 2016-03-22 | Rep | Dealing in securities | 2016-04-14 | 2016-04-23 | Rep | Dealing in securities | 2016-09-14 | 2016-10-11 | Rep | Dealing in securities | 2017-06-15 | 2017-06-22 | Rep | Dealing in securities | 2018-03-08 | 2018-03-16 | Rep | Dealing in securities | 2018-09-14 | 2018-09-19 | Rep | Dealing in securities | 2018-10-12 | 2018-11-09 | Rep | Dealing in securities | 2019-01-25 | 2019-01-31 | Rep | Dealing in securities | 2019-03-01 | 2019-03-07 | Rep | Dealing in securities | 2019-05-16 | 2019-05-24 | Rep | Dealing in securities | 2019-07-19 | 2019-07-25 | Rep | Dealing in securities | 2019-11-01 | 2019-11-07 | Rep | Dealing in securities | 2020-01-16 | 2020-01-22 | Rep | Dealing in securities | 2023-02-01 | 2023-02-02 | Rep | Dealing in securities | 2023-06-30 | 2023-07-06 |
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