Lee, Michel Kai Tai 李啟泰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Admiralty Harbour Capital Limited | Rep | Advising on securities | 2019-01-24 | 2020-03-05 | Rep | Dealing in securities | 2019-01-24 | 2020-03-05 |
| 2 | HashKey Capital Limited | Rep | Asset management | 2020-04-24 | 2023-09-01 |
| 3 | HBS (Hong Kong) Limited | RO | Advising on securities | 2021-03-09 | 2023-09-01 | RO | Dealing in securities | 2021-03-09 | 2023-09-01 |
| 4 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2013-06-20 | 2016-12-18 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-01-08 | 2011-11-25 | Rep | Dealing in securities | 2007-01-08 | 2011-11-25 | RO | Dealing in futures contracts | 2011-11-25 | 2018-07-25 | RO | Dealing in securities | 2011-11-25 | 2018-07-25 |
| 6 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2016-12-18 | Rep | Advising on corporate finance | 2016-12-19 | 2018-07-25 | Rep | Dealing in futures contracts | 2016-12-19 | 2018-07-25 |
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