Lei, Baoxi 雷宝溪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2012-07-16 | 2013-11-01 | Rep | Dealing in futures contracts | 2012-07-16 | 2017-11-07 | Rep | Dealing in securities | 2012-07-16 | 2017-11-07 | Rep | Advising on securities | 2014-04-01 | 2017-11-07 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2012-07-16 | 2017-11-07 | Rep | Automated trading services | 2013-09-04 | 2017-11-07 |
| 3 | Crosby Securities Limited | Rep | Advising on securities | 2019-08-16 | Rep | Asset management | 2019-08-16 | Rep | Dealing in securities | 2019-08-16 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-11-23 | 2012-03-27 | Rep | Dealing in securities | 2007-11-23 | 2012-03-27 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2007-11-23 | 2012-03-27 | Rep | Automated trading services | 2011-11-25 | 2012-03-27 |
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