Lesne, David
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2011-04-27 | 2016-04-11 | Rep | Advising on securities | 2016-09-05 | 2016-09-08 | Rep | Advising on securities | 2017-09-12 | 2017-09-17 | Rep | Advising on securities | 2019-01-14 | 2019-01-18 |
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