Leung, Spencer Yu Cheong 梁裕昌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALPHALEX CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2018-11-23 | 2018-12-06 | RO | Advising on securities | 2018-12-06 | 2022-06-30 | RO | Asset management | 2018-12-06 | 2022-06-30 |
| 2 | Credit Agricole Securities (Asia) Limited | Rep | Advising on securities | 2006-08-30 | 2008-04-11 |
| 3 | Innovest Asset Management Limited | Rep | Advising on securities | 2022-08-16 | 2022-10-19 | Rep | Asset management | 2022-08-16 | 2022-10-19 | RO | Advising on securities | 2022-10-19 | RO | Asset management | 2022-10-19 |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2005-09-15 | 2006-04-28 | Rep | Advising on securities | 2006-05-26 | 2006-06-22 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2008-05-09 | 2018-06-01 |
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